Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Angela A. Hung
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
الفئات:
عام:
2008
اللغة:
english
الصفحات:
228
ISBN 10:
0833045016
ISBN 13:
9780833045010
ملف:
PDF, 1.59 MB
IPFS:
,
english, 2008
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حول الملفات
المزيد من نتائج البحث
مميزات أخري 
أكثر المصطلحات والعبارات المستخدمة
قوائم الكتب ذات الصلة
